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About this paper

David Manheim, Scott Garrabrant

Manheim and Garrabrant categorize distinct failure modes arising from optimizing systems based on proxy metrics, clarifying the mechanisms of metric-induced goal misalignment often referred to as Goodhart's Law. This work establishes a structured taxonomy of Regressional, Extremal, Causal, and Adversarial Goodhart effects, providing a refined framework for understanding and addressing unintended consequences in fields like AI alignment.

Key insights

  • Goodhart effects arise from distinct mechanisms, ranging from inherent statistical noise and out-of-distribution behavior to direct causal intervention and strategic responses from other agents.
  • Even under ideal conditions, optimizing for a proxy leads to 'Regressional Goodhart' where the true goal is predictably lower than the proxy when the proxy is high (regression to the mean).
  • Distinguishing true Causal Goodhart, which involves altering causal paths, from situations where mistaken causal assumptions lead to worsened Regressional or Extremal effects, is critical for analysis.

Summary by alphaXiv.

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