Reproduce “Vulnerability-Aware Alignment: Mitigating Uneven Forgetting in Harmful Fine-Tuning” on OpenResearch

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About this paper

Liang Chen, Xueting Han, Li Shen, Jing Bai, Kam-Fai Wong

Researchers from The Chinese University of Hong Kong, Microsoft Research Asia, and Sun Yat-sen University developed Vulnerability-Aware Alignment (VAA) to mitigate safety degradation in Large Language Models caused by harmful fine-tuning. VAA identifies data vulnerabilities and uses Group Distributionally Robust Optimization to proactively reduce harmful scores by an average of 12.4% compared to standard fine-tuning, while preserving model utility.

Key insights

  • Uneven forgetting in LLMs during harmful fine-tuning is data-dependent, with specific alignment examples being consistently more susceptible to compromise.
  • These data vulnerability patterns are transferable across different fine-tuning tasks and LLM architectures, allowing for a practical proxy-based estimation.
  • Vulnerable examples exhibit lower robustness to weight perturbations, indicated by steeper loss gradients, explaining their higher susceptibility to forgetting.

Summary by alphaXiv.

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