Reproduce “Autoregressive Language Models are Secretly Energy-Based Models: Insights into the Lookahead Capabilities of Next-Token Prediction” on OpenResearch

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About this paper

Mathieu Blondel, Michael E. Sander, Germain Vivier-Ardisson, Tianlin Liu, Vincent Roulet

The authors show that an autoregressive model can represent a sequence distribution defined by an energy-based model when each next-token score includes the soft value of continuations. In finite function space, they prove an exact, invertible correspondence and equal minimum negative log-likelihoods. Tiny synthetic experiments show close training curves; they do not establish practical planning or learning future values.

Key insights

  • Autoregressive models, at their functional optimum, are implicitly equivalent to energy-based models, with their next-token prediction inherently capturing future sequence-level information via a soft Bellman equation.
  • The "lookahead" capability of ARMs is not fundamentally limited by sequential generation; their local next-token scores effectively encode the soft value of all future continuations, resembling dynamic programming.
  • Supervised learning using negative log-likelihood (teacher forcing) for ARMs is functionally equivalent to optimizing an EBM, demonstrating that ARMs can perfectly represent target EBM distributions in function space.

Summary by alphaXiv.

Tip: change arxiv.org to autoarxiv.org in any arXiv abstract link to open the paper here.